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DOJ issues new guidance: Evaluation of Corporate Compliance Programs

Posted by Margaret Scavotto, JD, CHC on 6/26/19 8:51 AM

The Department of Justice Criminal Division recently issued a Guidance Document for prosecutors: Evaluation of Corporate Compliance Programs

In this document, the DOJ outlines three questions prosecutors should ask when making an "individualized determination of a corporate compliance program's effectiveness:

  1. "Is the corporation's compliance program well designed?"
  2. "Is the program being applied earnestly and in good faith?" In other words, is the program being implemented effectively?
  3. "Does the corporation's compliance program work" in practice?
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Topics: Compliance Basics, guidance

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