June 23, 2016
12:00 p.m. CST
The first step toward compliance is having a plan. There are some legal advantages of having a compliance plan as well as possible reduction in federal sentencing penalties. One of the legal ramifications of a compliance plan is being held liable for meting and complying with it. It is not just words on paper, but a document of how you will be held responsible. Together, we will:
- Learn how to "triage" the many tasks required to make your compliance program effective
- Identify key auditing, training, governance and reporting tasks to keep you on track
- Think beyond the 7 elements of a compliance program!